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Home / News and Insights / Press / COVID-19 poses the first real test for SM&CR

The COVID-19 pandemic has given rise to more conduct risks with most bank staff forced to work at home, making it crucial for senior managers to maintain audit trails of their decisions. The fallout from COVID-19, which has considerably disrupted the day-to-day operations of financial firms and has created considerable conduct risks, is also the first major test of the senior managers and certification regime (SM&CR).

Carl Newman, Partner and Ashley Robertson, Trainee Solicitor, in our white collar crime and investigations team discuss this in an article for Global Risk Regulator.

The full article is available to subscribers, here.

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